Package jdbm.btree

Source Code of jdbm.btree.BTree

/**
* JDBM LICENSE v1.00
*
* Redistribution and use of this software and associated documentation
* ("Software"), with or without modification, are permitted provided
* that the following conditions are met:
*
* 1. Redistributions of source code must retain copyright
*    statements and notices.  Redistributions must also contain a
*    copy of this document.
*
* 2. Redistributions in binary form must reproduce the
*    above copyright notice, this list of conditions and the
*    following disclaimer in the documentation and/or other
*    materials provided with the distribution.
*
* 3. The name "JDBM" must not be used to endorse or promote
*    products derived from this Software without prior written
*    permission of Cees de Groot.  For written permission,
*    please contact cg@cdegroot.com.
*
* 4. Products derived from this Software may not be called "JDBM"
*    nor may "JDBM" appear in their names without prior written
*    permission of Cees de Groot.
*
* 5. Due credit should be given to the JDBM Project
*    (http://jdbm.sourceforge.net/).
*
* THIS SOFTWARE IS PROVIDED BY THE JDBM PROJECT AND CONTRIBUTORS
* ``AS IS'' AND ANY EXPRESSED OR IMPLIED WARRANTIES, INCLUDING, BUT
* NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND
* FITNESS FOR A PARTICULAR PURPOSE ARE DISCLAIMED.  IN NO EVENT SHALL
* CEES DE GROOT OR ANY CONTRIBUTORS BE LIABLE FOR ANY DIRECT,
* INDIRECT, INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES
* (INCLUDING, BUT NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE GOODS OR
* SERVICES; LOSS OF USE, DATA, OR PROFITS; OR BUSINESS INTERRUPTION)
* HOWEVER CAUSED AND ON ANY THEORY OF LIABILITY, WHETHER IN CONTRACT,
* STRICT LIABILITY, OR TORT (INCLUDING NEGLIGENCE OR OTHERWISE)
* ARISING IN ANY WAY OUT OF THE USE OF THIS SOFTWARE, EVEN IF ADVISED
* OF THE POSSIBILITY OF SUCH DAMAGE.
*
* Copyright 2001 (C) Alex Boisvert. All Rights Reserved.
* Contributions are Copyright (C) 2001 by their associated contributors.
*
*/

package jdbm.btree;

import jdbm.RecordManager;

import jdbm.helper.Serializer;
import jdbm.helper.Tuple;
import jdbm.helper.TupleBrowser;

import java.io.Externalizable;
import java.io.IOException;
import java.io.ObjectInput;
import java.io.ObjectOutput;
import java.io.Serializable;

import java.util.Comparator;

/**
* B+Tree persistent indexing data structure.  B+Trees are optimized for
* block-based, random I/O storage because they store multiple keys on
* one tree node (called <code>BPage</code>).  In addition, the leaf nodes
* directly contain (inline) the values associated with the keys, allowing a
* single (or sequential) disk read of all the values on the page.
* <p>
* B+Trees are n-airy, yeilding log(N) search cost.  They are self-balancing,
* preventing search performance degradation when the size of the tree grows.
* <p>
* Keys and associated values must be <code>Serializable</code> objects. The
* user is responsible to supply a serializable <code>Comparator</code> object
* to be used for the ordering of entries, which are also called <code>Tuple</code>.
* The B+Tree allows traversing the keys in forward and reverse order using a
* TupleBrowser obtained from the browse() methods.
* <p>
* This implementation does not directly support duplicate keys, but it is
* possible to handle duplicates by inlining or referencing an object collection
* as a value.
* <p>
* There is no limit on key size or value size, but it is recommended to keep
* both as small as possible to reduce disk I/O.   This is especially true for
* the key size, which impacts all non-leaf <code>BPage</code> objects.
*
* @author <a href="mailto:boisvert@intalio.com">Alex Boisvert</a>
* @version $Id: BTree.java,v 1.6 2005/06/25 23:12:31 doomdark Exp $
*/
public class BTree
    implements Externalizable
{

    private static final boolean DEBUG = false;

    /**
     * Version id for serialization.
     */
    final static long serialVersionUID = 1L;


    /**
     * Default page size (number of entries per node)
     */
    public static final int DEFAULT_SIZE = 16;


    /**
     * Page manager used to persist changes in BPages
     */
    protected transient RecordManager _recman;


    /**
     * This BTree's record ID in the PageManager.
     */
    private transient long _recid;


    /**
     * Comparator used to index entries.
     */
    protected Comparator _comparator;


    /**
     * Serializer used to serialize index keys (optional)
     */
    protected Serializer _keySerializer;


    /**
     * Serializer used to serialize index values (optional)
     */
    protected Serializer _valueSerializer;


    /**
     * Height of the B+Tree.  This is the number of BPages you have to traverse
     * to get to a leaf BPage, starting from the root.
     */
    private int _height;


    /**
     * Recid of the root BPage
     */
    private transient long _root;


    /**
     * Number of entries in each BPage.
     */
    protected int _pageSize;


    /**
     * Total number of entries in the BTree
     */
    protected int _entries;

   
    /**
     * Serializer used for BPages of this tree
     */
    private transient BPage _bpageSerializer;
   

    /**
     * No-argument constructor used by serialization.
     */
    public BTree()
    {
        // empty
    }


    /**
     * Create a new persistent BTree, with 16 entries per node.
     *
     * @param recman Record manager used for persistence.
     * @param comparator Comparator used to order index entries
     */
    public static BTree createInstance( RecordManager recman,
                                        Comparator comparator )
        throws IOException
    {
        return createInstance( recman, comparator, null, null, DEFAULT_SIZE );
    }


    /**
     * Create a new persistent BTree, with 16 entries per node.
     *
     * @param recman Record manager used for persistence.
     * @param keySerializer Serializer used to serialize index keys (optional)
     * @param valueSerializer Serializer used to serialize index values (optional)
     * @param comparator Comparator used to order index entries
     */
    public static BTree createInstance( RecordManager recman,
                                        Comparator comparator,
                                        Serializer keySerializer,
                                        Serializer valueSerializer )
        throws IOException
    {
        return createInstance( recman, comparator, keySerializer,
                               valueSerializer, DEFAULT_SIZE );
    }


    /**
     * Create a new persistent BTree with the given number of entries per node.
     *
     * @param recman Record manager used for persistence.
     * @param comparator Comparator used to order index entries
     * @param keySerializer Serializer used to serialize index keys (optional)
     * @param valueSerializer Serializer used to serialize index values (optional)
     * @param pageSize Number of entries per page (must be even).
     */
    public static BTree createInstance( RecordManager recman,
                                        Comparator comparator,
                                        Serializer keySerializer,
                                        Serializer valueSerializer,
                                        int pageSize )
        throws IOException
    {
        BTree btree;

        if ( recman == null ) {
            throw new IllegalArgumentException( "Argument 'recman' is null" );
        }

        if ( comparator == null ) {
            throw new IllegalArgumentException( "Argument 'comparator' is null" );
        }

        if ( ! ( comparator instanceof Serializable ) ) {
            throw new IllegalArgumentException( "Argument 'comparator' must be serializable" );
        }

        if ( keySerializer != null && ! ( keySerializer instanceof Serializable ) ) {
            throw new IllegalArgumentException( "Argument 'keySerializer' must be serializable" );
        }

        if ( valueSerializer != null && ! ( valueSerializer instanceof Serializable ) ) {
            throw new IllegalArgumentException( "Argument 'valueSerializer' must be serializable" );
        }

        // make sure there's an even number of entries per BPage
        if ( ( pageSize & 1 ) != 0 ) {
            throw new IllegalArgumentException( "Argument 'pageSize' must be even" );
        }

        btree = new BTree();
        btree._recman = recman;
        btree._comparator = comparator;
        btree._keySerializer = keySerializer;
        btree._valueSerializer = valueSerializer;
        btree._pageSize = pageSize;
        btree._bpageSerializer = new BPage();
        btree._bpageSerializer._btree = btree;
        btree._recid = recman.insert( btree );
        return btree;
    }


    /**
     * Load a persistent BTree.
     *
     * @param recman RecordManager used to store the persistent btree
     * @param recid Record id of the BTree
     */
    public static BTree load( RecordManager recman, long recid )
        throws IOException
    {
        BTree btree = (BTree) recman.fetch( recid );
        btree._recid = recid;
        btree._recman = recman;
        btree._bpageSerializer = new BPage();
        btree._bpageSerializer._btree = btree;
        return btree;
    }


    /**
     * Insert an entry in the BTree.
     * <p>
     * The BTree cannot store duplicate entries.  An existing entry can be
     * replaced using the <code>replace</code> flag.   If an entry with the
     * same key already exists in the BTree, its value is returned.
     *
     * @param key Insert key
     * @param value Insert value
     * @param replace Set to true to replace an existing key-value pair.
     * @return Existing value, if any.
     */
    public synchronized Object insert( Object key, Object value,
                                       boolean replace )
        throws IOException
    {
        if ( key == null ) {
            throw new IllegalArgumentException( "Argument 'key' is null" );
        }
        if ( value == null ) {
            throw new IllegalArgumentException( "Argument 'value' is null" );
        }

        BPage rootPage = getRoot();

        if ( rootPage == null ) {
            // BTree is currently empty, create a new root BPage
            if (DEBUG) {
                System.out.println( "BTree.insert() new root BPage" );
            }
            rootPage = new BPage( this, key, value );
            _root = rootPage._recid;
            _height = 1;
            _entries = 1;
            _recman.update( _recid, this );
            return null;
        } else {
            BPage.InsertResult insert = rootPage.insert( _height, key, value, replace );
            boolean dirty = false;
            if ( insert._overflow != null ) {
                // current root page overflowed, we replace with a new root page
                if ( DEBUG ) {
                    System.out.println( "BTree.insert() replace root BPage due to overflow" );
                }
                rootPage = new BPage( this, rootPage, insert._overflow );
                _root = rootPage._recid;
                _height += 1;
                dirty = true;
            }
            if ( insert._existing == null ) {
                _entries++;
                dirty = true;
            }
            if ( dirty ) {
                _recman.update( _recid, this );
            }
            // insert might have returned an existing value
            return insert._existing;
        }
    }


    /**
     * Remove an entry with the given key from the BTree.
     *
     * @param key Removal key
     * @return Value associated with the key, or null if no entry with given
     *         key existed in the BTree.
     */
    public synchronized Object remove( Object key )
        throws IOException
    {
        if ( key == null ) {
            throw new IllegalArgumentException( "Argument 'key' is null" );
        }

        BPage rootPage = getRoot();
        if ( rootPage == null ) {
            return null;
        }
        boolean dirty = false;
        BPage.RemoveResult remove = rootPage.remove( _height, key );
        if ( remove._underflow && rootPage.isEmpty() ) {
            _height -= 1;
            dirty = true;

            // TODO:  check contract for BPages to be removed from recman.
            if ( _height == 0 ) {
                _root = 0;
            } else {
                _root = rootPage.childBPage( _pageSize-1 )._recid;
            }
        }
        if ( remove._value != null ) {
            _entries--;
            dirty = true;
        }
        if ( dirty ) {
            _recman.update( _recid, this );
        }
        return remove._value;
    }


    /**
     * Find the value associated with the given key.
     *
     * @param key Lookup key.
     * @return Value associated with the key, or null if not found.
     */
    public synchronized Object find( Object key )
        throws IOException
    {
        if ( key == null ) {
            throw new IllegalArgumentException( "Argument 'key' is null" );
        }
        BPage rootPage = getRoot();
        if ( rootPage == null ) {
            return null;
        }

        Tuple tuple = new Tuple( null, null );
        TupleBrowser browser = rootPage.find( _height, key );

        if ( browser.getNext( tuple ) ) {
            // find returns the matching key or the next ordered key, so we must
            // check if we have an exact match
            if ( _comparator.compare( key, tuple.getKey() ) != 0 ) {
                return null;
            } else {
                return tuple.getValue();
            }
        } else {
            return null;
        }
    }


    /**
     * Find the value associated with the given key, or the entry immediately
     * following this key in the ordered BTree.
     *
     * @param key Lookup key.
     * @return Value associated with the key, or a greater entry, or null if no
     *         greater entry was found.
     */
    public synchronized Tuple findGreaterOrEqual( Object key )
        throws IOException
    {
        Tuple         tuple;
        TupleBrowser  browser;

        if ( key == null ) {
            // there can't be a key greater than or equal to "null"
            // because null is considered an infinite key.
            return null;
        }

        tuple = new Tuple( null, null );
        browser = browse( key );
        if ( browser.getNext( tuple ) ) {
            return tuple;
        } else {
            return null;
        }
    }


    /**
     * Get a browser initially positioned at the beginning of the BTree.
     * <p><b>
     * WARNING: �If you make structural modifications to the BTree during
     * browsing, you will get inconsistent browing results.
     * </b>
     *
     * @return Browser positionned at the beginning of the BTree.
     */
    public synchronized TupleBrowser browse()
        throws IOException
    {
        BPage rootPage = getRoot();
        if ( rootPage == null ) {
            return EmptyBrowser.INSTANCE;
        }
        TupleBrowser browser = rootPage.findFirst();
        return browser;
    }


    /**
     * Get a browser initially positioned just before the given key.
     * <p><b>
     * WARNING: �If you make structural modifications to the BTree during
     * browsing, you will get inconsistent browing results.
     * </b>
     *
     * @param key Key used to position the browser.  If null, the browser
     *            will be positionned after the last entry of the BTree.
     *            (Null is considered to be an "infinite" key)
     * @return Browser positionned just before the given key.
     */
    public synchronized TupleBrowser browse( Object key )
        throws IOException
    {
        BPage rootPage = getRoot();
        if ( rootPage == null ) {
            return EmptyBrowser.INSTANCE;
        }
        TupleBrowser browser = rootPage.find( _height, key );
        return browser;
    }


    /**
     * Return the number of entries (size) of the BTree.
     */
    public synchronized int size()
    {
        return _entries;
    }


    /**
     * Return the persistent record identifier of the BTree.
     */
    public long getRecid()
    {
        return _recid;
    }


    /**
     * Return the root BPage, or null if it doesn't exist.
     */
    private BPage getRoot()
        throws IOException
    {
        if ( _root == 0 ) {
            return null;
        }
        BPage root = (BPage) _recman.fetch( _root, _bpageSerializer );
        root._recid = _root;
        root._btree = this;
        return root;
    }

    /**
     * Implement Externalizable interface.
     */
    public void readExternal( ObjectInput in )
        throws IOException, ClassNotFoundException
    {
        _comparator = (Comparator) in.readObject();
        _keySerializer = (Serializer) in.readObject();
        _valueSerializer = (Serializer) in.readObject();
        _height = in.readInt();
        _root = in.readLong();
        _pageSize = in.readInt();
        _entries = in.readInt();
    }


    /**
     * Implement Externalizable interface.
     */
    public void writeExternal( ObjectOutput out )
        throws IOException
    {
        out.writeObject( _comparator );
        out.writeObject( _keySerializer );
        out.writeObject( _valueSerializer );
        out.writeInt( _height );
        out.writeLong( _root );
        out.writeInt( _pageSize );
        out.writeInt( _entries );
    }


    /*
    public void assert() throws IOException {
        BPage root = getRoot();
        if ( root != null ) {
            root.assertRecursive( _height );
        }
    }
    */


    /*
    public void dump() throws IOException {
        BPage root = getRoot();
        if ( root != null ) {
            root.dumpRecursive( _height, 0 );
        }
    }
    */


    /** PRIVATE INNER CLASS
     *  Browser returning no element.
     */
    static class EmptyBrowser
        extends TupleBrowser
    {

        static TupleBrowser INSTANCE = new EmptyBrowser();

        public boolean getNext( Tuple tuple )
        {
            return false;
        }

        public boolean getPrevious( Tuple tuple )
        {
            return false;
        }
    }
}
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