Package org.dspace.authenticate

Source Code of org.dspace.authenticate.X509Authentication

/*
* X509Authentication.java
*
* Version: $Revision: 4637 $
*
* Date: $Date: 2009-12-17 11:47:00 +0000 (Thu, 17 Dec 2009) $
*
* Copyright (c) 2002-2009, The DSpace Foundation.  All rights reserved.
*
* Redistribution and use in source and binary forms, with or without
* modification, are permitted provided that the following conditions are
* met:
*
* - Redistributions of source code must retain the above copyright
* notice, this list of conditions and the following disclaimer.
*
* - Redistributions in binary form must reproduce the above copyright
* notice, this list of conditions and the following disclaimer in the
* documentation and/or other materials provided with the distribution.
*
* - Neither the name of the DSpace Foundation nor the names of its
* contributors may be used to endorse or promote products derived from
* this software without specific prior written permission.
*
* THIS SOFTWARE IS PROVIDED BY THE COPYRIGHT HOLDERS AND CONTRIBUTORS
* ``AS IS'' AND ANY EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT
* LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR
* A PARTICULAR PURPOSE ARE DISCLAIMED. IN NO EVENT SHALL THE COPYRIGHT
* HOLDERS OR CONTRIBUTORS BE LIABLE FOR ANY DIRECT, INDIRECT,
* INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES (INCLUDING,
* BUT NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES; LOSS
* OF USE, DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER CAUSED AND
* ON ANY THEORY OF LIABILITY, WHETHER IN CONTRACT, STRICT LIABILITY, OR
* TORT (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY OUT OF THE
* USE OF THIS SOFTWARE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH
* DAMAGE.
*/
package org.dspace.authenticate;

import java.io.BufferedInputStream;
import java.io.FileInputStream;
import java.io.IOException;
import java.io.InputStream;
import java.security.GeneralSecurityException;
import java.security.KeyStore;
import java.security.Principal;
import java.security.PublicKey;
import java.security.cert.Certificate;
import java.security.cert.CertificateException;
import java.security.cert.CertificateFactory;
import java.security.cert.X509Certificate;
import java.sql.SQLException;
import java.util.ArrayList;
import java.util.Enumeration;
import java.util.List;
import java.util.StringTokenizer;

import javax.servlet.http.HttpServletRequest;
import javax.servlet.http.HttpServletResponse;
import javax.servlet.http.HttpSession;

import org.apache.log4j.Logger;
import org.dspace.authenticate.AuthenticationMethod;
import org.dspace.authenticate.AuthenticationManager;
import org.dspace.authorize.AuthorizeException;
import org.dspace.core.ConfigurationManager;
import org.dspace.core.Context;
import org.dspace.core.LogManager;
import org.dspace.eperson.EPerson;
import org.dspace.eperson.Group;

/**
* Implicit authentication method that gets credentials from the X.509 client
* certificate supplied by the HTTPS client when connecting to this server. The
* email address in that certificate is taken as the authenticated user name
* with no further checking, so be sure your HTTP server (e.g. Tomcat) is
* configured correctly to accept only client certificates it can validate.
* <p>
* See the <code>AuthenticationMethod</code> interface for more details.
* <p>
* <b>Configuration:</b>
*
* <pre>
*   authentication.x509.keystore.path =
* <em>
* path to Java keystore file
* </em>
*   authentication.x509.keystore.password =
* <em>
* password to access the keystore
* </em>
*   authentication.x509.ca.cert =
* <em>
* path to certificate file for CA whose client certs to accept.
* </em>
*   authentication.x509.autoregister =
* <em>
* &quot;true&quot; if E-Person is created automatically for unknown new users.
* </em>
*   authentication.x509.groups =
* <em>
* comma-delimited list of special groups to add user to if authenticated.
* </em>
*   authentication.x509.emaildomain =
* <em>
* email address domain (after the 'at' symbol) to match before allowing
* membership in special groups.
* </em>
* </pre>
*
* Only one of the "<code>keystore.path</code>" or "<code>ca.cert</code>"
* options is required. If you supply a keystore, then all of the "trusted"
* certificates in the keystore represent CAs whose client certificates will be
* accepted. The <code>ca.cert</code> option only allows a single CA to be
* named.
* <p>
* You can configure <em>both</em> a keystore and a CA cert, and both will be
* used.
* <p>
* The <code>autoregister</code> configuration parameter determines what the
* <code>canSelfRegister()</code> method returns. It also allows an EPerson
* record to be created automatically when the presented certificate is
* acceptable but there is no corresponding EPerson.
*
* @author Larry Stone
* @version $Revision: 4637 $
*/
public class X509Authentication implements AuthenticationMethod
{

    /** log4j category */
    private static Logger log = Logger.getLogger(X509Authentication.class);

    /** public key of CA to check client certs against. */
    private static PublicKey caPublicKey = null;

    /** key store for CA certs if we use that */
    private static KeyStore caCertKeyStore = null;

    private static String loginPageTitle = null;

    private static String loginPageURL = null;

    /**
     * Initialization: Set caPublicKey and/or keystore. This loads the
     * information needed to check if a client cert presented is valid and
     * acceptable.
     */
    static
    {
        /*
         * allow identification of alternative entry points for certificate
         * authentication when selected by the user rather than implicitly.
         */
        loginPageTitle = ConfigurationManager
                .getProperty("authentication.x509.chooser.title.key");
        loginPageURL = ConfigurationManager
                .getProperty("authentication.x509.chooser.uri");

        String keystorePath = ConfigurationManager
                .getProperty("authentication.x509.keystore.path");
        String keystorePassword = ConfigurationManager
                .getProperty("authentication.x509.keystore.password");
        String caCertPath = ConfigurationManager
                .getProperty("authentication.x509.ca.cert");

        // backward-compatible kludge
        if (caCertPath == null)
            caCertPath = ConfigurationManager.getProperty("webui.cert.ca");

        // First look for keystore full of trusted certs.
        if (keystorePath != null)
        {
            FileInputStream fis = null;
            if (keystorePassword == null)
                keystorePassword = "";
            try
            {
                KeyStore ks = KeyStore.getInstance("JKS");
                fis = new FileInputStream(keystorePath);
                ks.load(fis, keystorePassword.toCharArray());
                caCertKeyStore = ks;
            }
            catch (IOException e)
            {
                log
                        .error("X509Authentication: Failed to load CA keystore, file="
                                + keystorePath + ", error=" + e.toString());
            }
            catch (GeneralSecurityException e)
            {
                log
                        .error("X509Authentication: Failed to extract CA keystore, file="
                                + keystorePath + ", error=" + e.toString());
            }
            finally
            {
                if (fis != null)
                    try
                    {
                        fis.close();
                    }
                    catch (IOException ioe)
                    {
                    }
            }
        }

        // Second, try getting public key out of CA cert, if that's configured.
        if (caCertPath != null)
        {
            InputStream is = null;
            FileInputStream fis = null;
            try
            {
                fis = new FileInputStream(caCertPath);
                is = new BufferedInputStream(fis);
                X509Certificate cert = (X509Certificate) CertificateFactory
                        .getInstance("X.509").generateCertificate(is);
                if (cert != null)
                    caPublicKey = cert.getPublicKey();
            }
            catch (IOException e)
            {
                log.error("X509Authentication: Failed to load CA cert, file="
                        + caCertPath + ", error=" + e.toString());
            }
            catch (CertificateException e)
            {
                log
                        .error("X509Authentication: Failed to extract CA cert, file="
                                + caCertPath + ", error=" + e.toString());
            }
            finally
            {
                if (is != null)
                    try
                    {
                        is.close();
                    }
                    catch (IOException ioe)
                    {
                    }

                if (fis != null)
                    try
                    {
                        fis.close();
                    }
                    catch (IOException ioe)
                    {
                    }
            }
        }
    }

    /**
     * Return the email address from <code>certificate</code>, or null if an
     * email address cannot be found in the certificate.
     * <p>
     * Note that the certificate parsing has only been tested with certificates
     * granted by the MIT Certification Authority, and may not work elsewhere.
     *
     * @param certificate -
     *            An X509 certificate object
     * @return - The email address found in certificate, or null if an email
     *         address cannot be found in the certificate.
     */
    private static String getEmail(X509Certificate certificate)
            throws SQLException
    {
        Principal principal = certificate.getSubjectDN();

        if (principal == null)
            return null;

        String dn = principal.getName();
        if (dn == null)
            return null;

        StringTokenizer tokenizer = new StringTokenizer(dn, ",");
        String token = null;
        while (tokenizer.hasMoreTokens())
        {
            int len = "emailaddress=".length();

            token = (String) tokenizer.nextToken();

            if (token.toLowerCase().startsWith("emailaddress="))
            {
                // Make sure the token actually contains something
                if (token.length() <= len)
                    return null;

                return token.substring(len).toLowerCase();
            }
        }

        return null;
    }

    /**
     * Verify CERTIFICATE against KEY. Return true if and only if CERTIFICATE is
     * valid and can be verified against KEY.
     *
     * @param certificate -
     *            An X509 certificate object
     * @param key -
     *            PublicKey to check the certificate against.
     * @return - True if CERTIFICATE is valid and can be verified against KEY,
     *         false otherwise.
     */
    private static boolean isValid(Context context, X509Certificate certificate)
    {
        if (certificate == null)
            return false;

        // This checks that current time is within cert's validity window:
        try
        {
            certificate.checkValidity();
        }
        catch (CertificateException e)
        {
            log.info(LogManager.getHeader(context, "authentication",
                    "X.509 Certificate is EXPIRED or PREMATURE: "
                            + e.toString()));
            return false;
        }

        // Try CA public key, if available.
        if (caPublicKey != null)
        {
            try
            {
                certificate.verify(caPublicKey);
                return true;
            }
            catch (GeneralSecurityException e)
            {
                log.info(LogManager.getHeader(context, "authentication",
                        "X.509 Certificate FAILED SIGNATURE check: "
                                + e.toString()));
            }
        }

        // Try it with keystore, if available.
        if (caCertKeyStore != null)
        {
            try
            {
                Enumeration ke = caCertKeyStore.aliases();

                while (ke.hasMoreElements())
                {
                    String alias = (String) ke.nextElement();
                    if (caCertKeyStore.isCertificateEntry(alias))
                    {
                        Certificate ca = caCertKeyStore.getCertificate(alias);
                        try
                        {
                            certificate.verify(ca.getPublicKey());
                            return true;
                        }
                        catch (CertificateException ce)
                        {
                        }
                    }
                }
                log
                        .info(LogManager
                                .getHeader(context, "authentication",
                                        "Keystore method FAILED SIGNATURE check on client cert."));
            }
            catch (GeneralSecurityException e)
            {
                log.info(LogManager.getHeader(context, "authentication",
                        "X.509 Certificate FAILED SIGNATURE check: "
                                + e.toString()));
            }

        }
        return false;
    }

    /**
     * Predicate, can new user automatically create EPerson. Checks
     * configuration value. You'll probably want this to be true to take
     * advantage of a Web certificate infrastructure with many more users than
     * are already known by DSpace.
     */
    public boolean canSelfRegister(Context context, HttpServletRequest request,
            String username) throws SQLException
    {
        return ConfigurationManager
                .getBooleanProperty("authentication.x509.autoregister");
    }

    /**
     * Nothing extra to initialize.
     */
    public void initEPerson(Context context, HttpServletRequest request,
            EPerson eperson) throws SQLException
    {
    }

    /**
     * We don't use EPerson password so there is no reason to change it.
     */
    public boolean allowSetPassword(Context context,
            HttpServletRequest request, String username) throws SQLException
    {
        return false;
    }

    /**
     * Returns true, this is an implicit method.
     */
    public boolean isImplicit()
    {
        return true;
    }

    /**
     * Returns a list of group names that the user should be added to upon
     * successful authentication, configured in dspace.cfg.
     *
     * @return List<String> of special groups configured for this authenticator
     */
    private List<String> getX509Groups()
    {
        List<String> groupNames = new ArrayList<String>();

        String x509GroupConfig = null;
        x509GroupConfig = ConfigurationManager
                .getProperty("authentication.x509.groups");

        if (null != x509GroupConfig && !x509GroupConfig.equals(""))
        {
            String[] groups = x509GroupConfig.split("\\s*,\\s*");

            for (int i = 0; i < groups.length; i++)
            {
                groupNames.add(groups[i].trim());
            }
        }

        return groupNames;
    }

    /**
     * Checks for configured email domain required to grant special groups
     * membership. If no email domain is configured to verify, special group
     * membership is simply granted.
     *
     * @param request -
     *            The current request object
     * @param email -
     *            The email address from the x509 certificate
     */
    private void setSpecialGroupsFlag(HttpServletRequest request, String email)
    {
        String emailDomain = null;
        emailDomain = (String) request
                .getAttribute("authentication.x509.emaildomain");

        HttpSession session = request.getSession(true);

        if (null != emailDomain && !emailDomain.equals(""))
        {
            if (email.substring(email.length() - emailDomain.length()).equals(
                    emailDomain))
            {
                session.setAttribute("x509Auth", new Boolean(true));
            }
        }
        else
        {
            // No configured email domain to verify. Just flag
            // as authenticated so special groups are granted.
            session.setAttribute("x509Auth", new Boolean(true));
        }
    }

    /**
     * Return special groups configured in dspace.cfg for X509 certificate
     * authentication.
     *
     * @param Context
     * @param HttpServletRequest
     *            object potentially containing the cert
     *
     * @return An int array of group IDs
     *
     */
    public int[] getSpecialGroups(Context context, HttpServletRequest request)
            throws SQLException
    {
        if (request == null)
        {
            return new int[0];
        }

        Boolean authenticated = false;
        HttpSession session = request.getSession(false);
        authenticated = (Boolean) session.getAttribute("x509Auth");
        authenticated = (null == authenticated) ? false : authenticated;

        if (authenticated)
        {
            List<String> groupNames = new ArrayList<String>();
            List<Integer> groupIDs = new ArrayList<Integer>();

            groupNames = getX509Groups();

            for (String groupName : groupNames)
            {
                if (groupName != null)
                {
                    Group group = Group.findByName(context, groupName);
                    if (group != null)
                    {
                        groupIDs.add(new Integer(group.getID()));
                    }
                    else
                    {
                        log.warn(LogManager.getHeader(context,
                                "configuration_error", "unknown_group="
                                        + groupName));
                    }
                }
            }

            int[] results = new int[groupIDs.size()];
            for (int i = 0; i < groupIDs.size(); i++)
            {
                results[i] = (groupIDs.get(i)).intValue();
            }

            if (log.isDebugEnabled())
            {
                StringBuffer gsb = new StringBuffer();

                for (int i = 0; i < results.length; i++)
                {
                    if (i > 0)
                        gsb.append(",");
                    gsb.append(results[i]);
                }

                log.debug(LogManager.getHeader(context, "authenticated",
                        "special_groups=" + gsb.toString()));
            }

            return results;
        }

        return new int[0];
    }

    /**
     * X509 certificate authentication. The client certificate is obtained from
     * the <code>ServletRequest</code> object.
     * <ul>
     * <li>If the certificate is valid, and corresponds to an existing EPerson,
     * and the user is allowed to login, return success.</li>
     * <li>If the user is matched but is not allowed to login, it fails.</li>
     * <li>If the certificate is valid, but there is no corresponding EPerson,
     * the <code>"authentication.x509.autoregister"</code> configuration
     * parameter is checked (via <code>canSelfRegister()</code>)
     * <ul>
     * <li>If it's true, a new EPerson record is created for the certificate,
     * and the result is success.</li>
     * <li>If it's false, return that the user was unknown.</li>
     * </ul>
     * </li>
     * </ul>
     *
     * @return One of: SUCCESS, BAD_CREDENTIALS, NO_SUCH_USER, BAD_ARGS
     */
    public int authenticate(Context context, String username, String password,
            String realm, HttpServletRequest request) throws SQLException
    {
        // Obtain the certificate from the request, if any
        X509Certificate[] certs = null;
        if (request != null)
            certs = (X509Certificate[]) request
                    .getAttribute("javax.servlet.request.X509Certificate");

        if ((certs == null) || (certs.length == 0))
            return BAD_ARGS;
        else
        {
            // We have a cert -- check it and get username from it.
            try
            {
                if (!isValid(context, certs[0]))
                {
                    log
                            .warn(LogManager
                                    .getHeader(context, "authenticate",
                                            "type=x509certificate, status=BAD_CREDENTIALS (not valid)"));
                    return BAD_CREDENTIALS;
                }

                // And it's valid - try and get an e-person
                String email = getEmail(certs[0]);
                EPerson eperson = null;
                if (email != null)
                    eperson = EPerson.findByEmail(context, email);
                if (eperson == null)
                {
                    // Cert is valid, but no record.
                    if (email != null
                            && canSelfRegister(context, request, null))
                    {
                        // Register the new user automatically
                        log.info(LogManager.getHeader(context, "autoregister",
                                "from=x.509, email=" + email));

                        // TEMPORARILY turn off authorisation
                        context.setIgnoreAuthorization(true);
                        eperson = EPerson.create(context);
                        eperson.setEmail(email);
                        eperson.setCanLogIn(true);
                        AuthenticationManager.initEPerson(context, request,
                                eperson);
                        eperson.update();
                        context.commit();
                        context.setIgnoreAuthorization(false);
                        context.setCurrentUser(eperson);
                        setSpecialGroupsFlag(request, email);
                        return SUCCESS;
                    }
                    else
                    {
                        // No auto-registration for valid certs
                        log
                                .warn(LogManager
                                        .getHeader(context, "authenticate",
                                                "type=cert_but_no_record, cannot auto-register"));
                        return NO_SUCH_USER;
                    }
                }

                // make sure this is a login account
                else if (!eperson.canLogIn())
                {
                    log.warn(LogManager.getHeader(context, "authenticate",
                            "type=x509certificate, email=" + email
                                    + ", canLogIn=false, rejecting."));
                    return BAD_ARGS;
                }

                else
                {
                    log.info(LogManager.getHeader(context, "login",
                            "type=x509certificate"));
                    context.setCurrentUser(eperson);
                    setSpecialGroupsFlag(request, email);
                    return SUCCESS;
                }
            }
            catch (AuthorizeException ce)
            {
                log.warn(LogManager.getHeader(context, "authorize_exception",
                        ""), ce);
            }

            return BAD_ARGS;
        }
    }

    /**
     * Returns URL of password-login servlet.
     *
     * @param context
     *            DSpace context, will be modified (EPerson set) upon success.
     *
     * @param request
     *            The HTTP request that started this operation, or null if not
     *            applicable.
     *
     * @param response
     *            The HTTP response from the servlet method.
     *
     * @return fully-qualified URL
     */
    public String loginPageURL(Context context, HttpServletRequest request,
            HttpServletResponse response)
    {
        return loginPageURL;
    }

    /**
     * Returns message key for title of the "login" page, to use in a menu
     * showing the choice of multiple login methods.
     *
     * @param context
     *            DSpace context, will be modified (EPerson set) upon success.
     *
     * @return Message key to look up in i18n message catalog.
     */
    public String loginPageTitle(Context context)
    {
        return loginPageTitle;
    }
}
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